the uncommonly happy financial advisor with uncommonly happy clients

CONNECT

Address:

7001 Preston Rd, Suite 300
Dallas, TX 75205

Phone:

972-232-2804

Fax/Other:

972-232-2805

About Happy Franklin

        Happy Franklin, Financial Advisor

Philosophy

Clients thrive in an environment where their ideas and questions are heard. This promotes a client/adviser relationship that can stand the tests of time. By setting standards of open communication and trust, clients gain respect and appreciation for the process of planning for the future.

Biography


  • Experience: Financial Advisor since July 2001
  • Designations: Accredited Asset Management Specialist, Chartered Retirement Plans Specialist, Accredited Wealth Management Advisor
  • Licenses: Series 7 and 66
  • Education: B.B.A. and J.D. from Texas Tech University
  • Membership: Rotary Club of Park Cities, Junior League of Dallas



Solutions

Objectivity is central to my approach. Hilltop Securites Independent Network Inc. is a full service investment firm. I have access to a wide range of investment programs and services.  Because there is never pressure to recommend any particular investment, we can explore a broad array of investment vehicles and identify those that may best fit your situation. I help my clients with their financial planning, investment planning, and risk management.


Service

My commitment to personalized service is rare in this digital age. My clients deserve a one-on-one service experience that is perfectly balanced with a progressive approach to managing a portfolio. 


PHILOSOPHY




Clients thrive in an environment where their ideas and questions are heard. This promotes a client/adviser relationship that can stand the tests of time. By setting standards of open communication and trust, clients gain respect and appreciation for the process of planning for the future.




 


 


 


 


BIOGRAPHY




• EXPERIENCE: FINANCIAL ADVISOR SINCE JULY 2001




• DESIGNATIONS: ACCREDITED ASSET MANAGEMENT SPECIALIST, CHARTERED RETIREMENT PLANS SPECIALIST, ACCREDITED WEALTH MANAGEMENT ADVISOR




• LICENSES: SERIES 7 AND 66




• EDUCATION: B.B.A. AND J.D. FROM TEXAS TECH UNIVERSITY




• MEMBERSHIP: ROTARY CLUB OF DALLAS-UPTOWN


SOLUTIONS


Objectivity is central to my approach. Southwest Securities is a full service investment firm. I have access to a wide range of investment programs and services.  Because there is never pressure to recommend any particular investment, we can explore a broad array of investment vehicles and identify those that may fit your situation best. I customize an investment plan for each client.




SERVICE

My commitment to personalized service is rare in this digital age. My clients deserve a one-on-one service experience that is perfectly balanced with a progressive approach to managing a portfolio. 


 


Happy Franklin is a registered representative of SWS Financial Services, Inc., a registered broker-dealer and registered investment adviser that does not provide tax or legal advice. Material presented herein is for informational use only by agents of existing and prospective customers of presenting representative and does not reflect the views of SWS Financial Services, Inc., management. This information may not be duplicated or redistributed without prior consent of SWS Financial Services, Inc., and distribution or publication of this material does not represent a solicitation to complete a financial transaction with the firm. Though information was prepared from sources believed reliable, SWS Financial Services, Inc., does not guarantee its accuracy or completeness. Securities offered by SWS Financial Services, Inc. (1) are not insured by the FDIC (Federal Deposit Insurance Corporation) or by any other federal government agency; (2) are not bank deposits; (3) are not guaranteed by any bank or bank affiliate; and (4) may lose value. SWS Financial Services, Inc., is a wholly owned subsidiary of SWS Group, Inc. (NYSE:SWS) and a member of FINRA, and SIPC. SWS Financial Services, Inc., is located at 1201 Elm Street, Suite 3500, Dallas, Texas 75270, (214) 859-1800. Past performance is no guarantee of future results.