Broker Check

About Happy Franklin


Financial Advisor since July 2001


  • Certified Divorce Financial Analyst

  • Accredited Asset Management Specialist

  • Certified Divorce Financial Analyst

  • Chartered Retirement Plans Specialist

  • Accredited Wealth Management Advisor

  • Behavioral Financial Advisor


  • Series 7 and 66


  • B.B.A. and J.D. from Texas Tech University


  • Rotary Club of Park Cities, Junior League of Dallas, Highland Park United Methodist Church


Objectivity is central to my approach. Securities America is a full service investment firm. I have access to a wide range of investment programs and services. Because there is never pressure to recommend any particular investment, we can explore a broad array of investment vehicles and identify those that may best fit your situation. I help my clients with their financial planning, investment planning, and risk management.


My commitment to personalized service is rare in this digital age. My clients deserve a one-on-one service experience that is perfectly balanced with a progressive approach to managing a portfolio.


Clients thrive in an environment where their ideas and questions are heard. This promotes a client/adviser relationship that can stand the tests of time. By setting standards of open communication and trust, clients gain respect and appreciation for the process of planning for the future.

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