About Happy Franklin



  • Financial Advisor since July 2001

  • Designations:

    Accredited Asset Management Specialist

    Certified Divorce Financial Analyst

    Chartered Retirement Plans Specialist

    Accredited Wealth Management Advisor

    Behavioral Financial Advisor

  • Licenses:

    Series 7 and 66

  • Education:

    B.B.A. and J.D. from Texas Tech University

  • Memberships:

    Rotary Club of Park Cities, Junior League of Dallas



Objectivity is central to my approach. Securities America is a full service investment firm. I have access to a wide range of investment programs and services.  Because there is never pressure to recommend any particular investment, we can explore a broad array of investment vehicles and identify those that may best fit your situation. I help my clients with their financial planning, comprehensive investment planning, retirement planning and risk management.



My commitment to personalized service is rare in this digital age. My clients deserve a one-on-one service experience that is perfectly balanced with a progressive approach to financial planning, comprehensive investment planning, and risk management.



Clients thrive in an environment where their ideas and questions are heard. This promotes a client/adviser relationship that can stand the tests of time. By setting standards of open communication and trust, clients gain respect and appreciation for the process of planning for the future.


Securities offered through Securities America, Inc., Member FINRA/SIPC, Happy Franklin, Registered Representative.  Advisory Services offered through Securities America Advisors.  Securities America companies are not affiliated with Navigation Financial Group.

This site is published for residents of the United States and is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security or product that may be referenced herein. Persons mentioned on this website may only offer services and transact business and/or respond to inquiries in states or jurisdictions in which they have been properly registered or are exempt from registration. Not all products and services referenced on this site are available in every state, jurisdiction or from every person listed.