Our Firm

At Securities America, our financial professionals and their clients come first. They are at the heart of everything we do, every day. Since 1984, Securities America has fostered this culture of service and support.

We know financial professionals value independence, which is why we are multi-clearing and support a range of business models including small firms, large branches, Super OSJs, independent RIAs, RIA-only financial professionals, hybrid financial professionals and financial institutions.

Securities America stands behind its financial professionals’ pursuit of providing their clients with exceptional advice and service on all of life’s money matters – from traditional financial services to money-influenced issues, like longevity and healthcare planning.

Securities America is an industry thought leader combining personal and professional service with a commitment to helping independent financial professionals grow, perfect and protect their businesses and their clients’ financial futures through:

  • Unmatched, innovative services that propel business growth, including access to experts in transition, marketing, continuity, practice acquisition, succession planning and retirement income distribution.

  • Intuitive, industry-leading technology that allows financial professionals to focus on revenue-generating activities and collaborate with clients anywhere, any time and on any device.

  • Freedom for financial professionals to manage assets themselves, outsource to third-party money managers, or both – all on a state-of-the-art, competitively-priced advisory platform.

  • Flexibility to choose from leading third-party clearing and custody firms.

  • Comprehensive marketing and practice management support to help branches of all sizes attract new financial professionals and drive growth for existing financial professionals.

  • Access to trust services, advanced planning, life insurance, annuities, asset management, equity research, IPOs and secondary offerings, and a fixed-income trading desk.